FINRA should not prevent or restrict individual investors from buying a broad range of public securities designated as complex productsspecufically, leveraged and inverse funds. Everyday individual investors should be able to use leverage to their advantage just as larger market participants do.
Dmitry Parrish Comment On Regulatory Notice 22-08
FINRA should not prevent or restrict individual investors from buying a broad range of public securities designated as complex productsspecufically, leveraged and inverse funds. Everyday individual investors should be able to use leverage to their advantage just as larger market participants do.