Three times leveraged funds have in detail the risks involved with investing in them. Investors should be able to make their own decisions on what they put their money in without the guidance or approval of any government entity. Quite frankly, it completely oversteps any authority given to a government entity via the constitution and should ultimately not even be considered. do not regulate who can put money into these, it quite frankly is discriminatory to believe only high net worth people should have access to investing into these.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Derek Oborsky Comment On Regulatory Notice 22-08
Three times leveraged funds have in detail the risks involved with investing in them. Investors should be able to make their own decisions on what they put their money in without the guidance or approval of any government entity. Quite frankly, it completely oversteps any authority given to a government entity via the constitution and should ultimately not even be considered. do not regulate who can put money into these, it quite frankly is discriminatory to believe only high net worth people should have access to investing into these.