David Tarno Comment On Regulatory Notice 22-08 David Tarno N/A I feel investors should have the right to purchase the proshares list of stocks and ETFs. It would be a hardship on investors to have their choices limited if this unfair law is passed.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
David Tarno Comment On Regulatory Notice 22-08
I feel investors should have the right to purchase the proshares list of stocks and ETFs. It would be a hardship on investors to have their choices limited if this unfair law is passed.