Regulating the use of leveraged or inverse products to individual investors is a devastating and disastrous move to the public. It has no place in our free and open markets. These unique instruments allow for limited hedging and protection for portfolios of self directed investors such as myself in a very targeted and a LOW risk strategy and methodology which is extremely important ESPECIALLY in times of volatility - like NOW. The market has seen some idiotic speculation in some areas over the past few years but this is NOT one of them. Turn your attention to excessive brokerage fees and their manipulation and not to restricting access to useful and important products for the public in individual investing!
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
David Shock Comment On Regulatory Notice 22-08
Regulating the use of leveraged or inverse products to individual investors is a devastating and disastrous move to the public. It has no place in our free and open markets. These unique instruments allow for limited hedging and protection for portfolios of self directed investors such as myself in a very targeted and a LOW risk strategy and methodology which is extremely important ESPECIALLY in times of volatility - like NOW. The market has seen some idiotic speculation in some areas over the past few years but this is NOT one of them. Turn your attention to excessive brokerage fees and their manipulation and not to restricting access to useful and important products for the public in individual investing!