David Rosenthal Comment On Regulatory Notice 22-08
David Rosenthal
N/A
Don't take away our investing rights!! I can make my own decisions. I don't need government telling me what I can and can't invest in. That's an insult to my investing intelligence. I know when something is risky. I use leveraged and inverse funds as a part of my investment strategy and I use them sparingly and wisely. Let me decide!
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
David Rosenthal Comment On Regulatory Notice 22-08
Don't take away our investing rights!! I can make my own decisions. I don't need government telling me what I can and can't invest in. That's an insult to my investing intelligence. I know when something is risky. I use leveraged and inverse funds as a part of my investment strategy and I use them sparingly and wisely. Let me decide!