I have been trading leveraged ETNs and ETFs for years and are a major part of my trading strategy. I do not have I high net worth and this proposal would bar me from performing these transactions.
I strongly implore you to reject additional regulations on "complex" investment opportunities.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
David Ducci Comment On Regulatory Notice 22-08
I have been trading leveraged ETNs and ETFs for years and are a major part of my trading strategy. I do not have I high net worth and this proposal would bar me from performing these transactions.
I strongly implore you to reject additional regulations on "complex" investment opportunities.