Dear Sirs,
I would like to continue to be able to pick my investments as they correct for my family and my investment needs. I do not agree that further regulation of Leveraged and Inverse Funds is needed. I understand the risks. These funds help me hedge against sudden and dramatic reversals in my investments Please allow me to continue to choose these funds unhindered Thank you for your consideration.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
David Austin Comment On Regulatory Notice 22-08
Dear Sirs,
I would like to continue to be able to pick my investments as they correct for my family and my investment needs. I do not agree that further regulation of Leveraged and Inverse Funds is needed. I understand the risks. These funds help me hedge against sudden and dramatic reversals in my investments Please allow me to continue to choose these funds unhindered Thank you for your consideration.