Please keep "complex" investment vehicles open to all of the public, not just to those with the most money to spend. Requiring tests and other hoops to jump through are not necessary. In this market, inverse ETFs are very important to prevent losses from holding standard equities. Inverse funds are essential to all in the difficult market conditions we find ourselves in now.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Dave Gooch Comment On Regulatory Notice 22-08
Please keep "complex" investment vehicles open to all of the public, not just to those with the most money to spend. Requiring tests and other hoops to jump through are not necessary. In this market, inverse ETFs are very important to prevent losses from holding standard equities. Inverse funds are essential to all in the difficult market conditions we find ourselves in now.