I use the leveraged and inverse funds as a hedge for my
portfolio during time of volatility.
I strongly oppose the restrictions on my right to invest in the leveraged and inverse funds which I have a full understanding including their risks. Also I strongly oppose any requirement on me to pass a test before I can invest in the leveraged and inverse funds which should be available to all of the public, not just the privileged.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Daniel Sun Comment On Regulatory Notice 22-08
I use the leveraged and inverse funds as a hedge for my
portfolio during time of volatility.
I strongly oppose the restrictions on my right to invest in the leveraged and inverse funds which I have a full understanding including their risks. Also I strongly oppose any requirement on me to pass a test before I can invest in the leveraged and inverse funds which should be available to all of the public, not just the privileged.