This is poorly conceived. I should be the sole determiner of what I invest my funds in. There is NO LEGITIMATE REASON to regulate my ability to invest in whatever legal assets I choose. I do not need to pass a test, get 3rd party approval or regulatory approval to decide what to invest my own funds in.
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Daniel Sozzi Comment On Regulatory Notice 22-08
This is poorly conceived. I should be the sole determiner of what I invest my funds in. There is NO LEGITIMATE REASON to regulate my ability to invest in whatever legal assets I choose. I do not need to pass a test, get 3rd party approval or regulatory approval to decide what to invest my own funds in.
Hands off my investment decisions!!!