Daniel O'Sullivan Comment On Regulatory Notice 22-08
Daniel O'Sullivan
N/A
I totally reject the government restricting my access to investment products that are properly and transparently marketed and regulated with regards to their upside and downside risks. I totally reject any attempts of the government to extend any exclusion of public markets to exacerbate the wealth disparity we already have. Please spend your time and our taxpayer money on the following: # Regulating insider-trading, especially by elected officials; # Electronic front-running within the marketplaces' digital infrastructure; # Abolishing carried interest for portfolio managers for their zero-risk portions of any gains in the portfolio; # Dramatically limiting management conversion of income into capital gains via stock buybacks.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Daniel O'Sullivan Comment On Regulatory Notice 22-08
I totally reject the government restricting my access to investment products that are properly and transparently marketed and regulated with regards to their upside and downside risks. I totally reject any attempts of the government to extend any exclusion of public markets to exacerbate the wealth disparity we already have. Please spend your time and our taxpayer money on the following: # Regulating insider-trading, especially by elected officials; # Electronic front-running within the marketplaces' digital infrastructure; # Abolishing carried interest for portfolio managers for their zero-risk portions of any gains in the portfolio; # Dramatically limiting management conversion of income into capital gains via stock buybacks.