These leveraged funds provide outstanding trading and investment products for successfully managing my stock market investments. Individuals should have the same opportunities as the "professionals", many of whom do not perform as well as the good individual investor. There should not be barriers that prevent the average investor from participating in these products. The risks are apparent and most brokerage firms have their own warnings (TD Ameritrade - in bright yellow) or already prohibit trading (JP Morgan). For 2022, I am up 7% YTD and these levered products are helpful in achieving those returns. For comparison, most of the "professionals" are down -10% to -60% percent (see the "ARK" funds).
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Daniel Gillett Comment On Regulatory Notice 22-08
These leveraged funds provide outstanding trading and investment products for successfully managing my stock market investments. Individuals should have the same opportunities as the "professionals", many of whom do not perform as well as the good individual investor. There should not be barriers that prevent the average investor from participating in these products. The risks are apparent and most brokerage firms have their own warnings (TD Ameritrade - in bright yellow) or already prohibit trading (JP Morgan). For 2022, I am up 7% YTD and these levered products are helpful in achieving those returns. For comparison, most of the "professionals" are down -10% to -60% percent (see the "ARK" funds).