I oppose limitations on my ability to buy investments. I know what I want to invest in, and what is best, for me & my family - not regulators. I should not have to jump through any hoops, or go through any special process before investing MY money into PUBLIC securities. I am capable of understanding risks - regulators do not need to impose on me.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Craig Russell Comment On Regulatory Notice 22-08
I oppose limitations on my ability to buy investments. I know what I want to invest in, and what is best, for me & my family - not regulators. I should not have to jump through any hoops, or go through any special process before investing MY money into PUBLIC securities. I am capable of understanding risks - regulators do not need to impose on me.