The government cannot even manage their own money, they definitely should not be telling me how to manage mine. Only I know what kind of risks I am willing to take and how much I can afford to invest in risky investments.
I have been investing for over 30 years, I do not want or need regulators putting me through a special process to allow me to manage MY money in any way I see fit! It is MY money.
If you are so set on regulating something, why not focus on people that are living pay check to pay check, yet spend their entire check in the casino, or on lottery tickets!
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Craig Johnson Comment On Regulatory Notice 22-08
The government cannot even manage their own money, they definitely should not be telling me how to manage mine. Only I know what kind of risks I am willing to take and how much I can afford to invest in risky investments.
I have been investing for over 30 years, I do not want or need regulators putting me through a special process to allow me to manage MY money in any way I see fit! It is MY money.
If you are so set on regulating something, why not focus on people that are living pay check to pay check, yet spend their entire check in the casino, or on lottery tickets!