I have invested on my own for for 36 years, doing my own due diligence, reading, and using my informed judgement. People make all types of financial decisions such as career choices, where or whether to purchase a home, what type of healthcare they access, the foods they consume, where they travel, etc.- the list could go on for pages. Any mature adult of sound mind can make financial decisions of varying complexity without testing for this. Do you take a medical literacy test before seeing a physician, an aeronautical engineering test before taking a flight? This regulation is extreme FINRA overreach which I totally oppose.
Craig Gardner Comment On Regulatory Notice 22-08
I have invested on my own for for 36 years, doing my own due diligence, reading, and using my informed judgement. People make all types of financial decisions such as career choices, where or whether to purchase a home, what type of healthcare they access, the foods they consume, where they travel, etc.- the list could go on for pages. Any mature adult of sound mind can make financial decisions of varying complexity without testing for this. Do you take a medical literacy test before seeing a physician, an aeronautical engineering test before taking a flight? This regulation is extreme FINRA overreach which I totally oppose.