Would just like to comment on Regulatory Notice #22-08:
I am opposed to the reg, as this should be a decision made by me, not a regulatory body. This would just allow those with the means to more opportunity than we small investors.
I use the leverage and inverse funds to protect my other investments and this would not allow me that protection.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Clifford Raak Comment On Regulatory Notice 22-08
Would just like to comment on Regulatory Notice #22-08:
I am opposed to the reg, as this should be a decision made by me, not a regulatory body. This would just allow those with the means to more opportunity than we small investors.
I use the leverage and inverse funds to protect my other investments and this would not allow me that protection.
Thank you