Christopher Thomas Comment On Regulatory Notice 22-08
Christopher Thomas
N/A
These funds are essential to my investment strategies. They are especially helpful during volatile markets and they can help ensure that we protect our assets during market corrections. In addition, these funds can possibly enhance our returns. Please do not restrict or limit our ability to use these funds. Respectfully, I encourage you to allow us to make those informed decisions.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Christopher Thomas Comment On Regulatory Notice 22-08
These funds are essential to my investment strategies. They are especially helpful during volatile markets and they can help ensure that we protect our assets during market corrections. In addition, these funds can possibly enhance our returns. Please do not restrict or limit our ability to use these funds. Respectfully, I encourage you to allow us to make those informed decisions.