Christopher Metcalf Comment On Regulatory Notice 22-08
Christopher Metcalf
N/A
I know what I'm doing with regard to my own investments. I should not have to jump through regulatory hoops to invest my own hard-earned money without significant regulation like "the big boys."
I shouldn't have to go through special processes like passing a test or demonstrating a high net worth to buy what I want with my own money. Ever. This sort of regulatory overreach would ultimately make my retirement more difficult.
I use leveraged funds as a limited portion of my portfolio and I would like to continue doing so for the next 30 years or so until I am ready to retire. I understand to diversify and I also save a significant amount of my after expenses savings as all cash.
If you let people make their own mistakes in the markets, they ultimately stop doing overly risky things. Excessive regulations just dusproportionately burden small investors.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Christopher Metcalf Comment On Regulatory Notice 22-08
I know what I'm doing with regard to my own investments. I should not have to jump through regulatory hoops to invest my own hard-earned money without significant regulation like "the big boys."
I shouldn't have to go through special processes like passing a test or demonstrating a high net worth to buy what I want with my own money. Ever. This sort of regulatory overreach would ultimately make my retirement more difficult.
I use leveraged funds as a limited portion of my portfolio and I would like to continue doing so for the next 30 years or so until I am ready to retire. I understand to diversify and I also save a significant amount of my after expenses savings as all cash.
If you let people make their own mistakes in the markets, they ultimately stop doing overly risky things. Excessive regulations just dusproportionately burden small investors.