Christian Rocklein Comment On Regulatory Notice 22-08
Christian Rocklein
N/A
It's outrageous yet not surprising that regulators would want to prevent ordinary people from being able to invest in inverse funds - right when the market is going bear. In a word it's another attempt at cheating to favor the wealthy over main street by reducing the little guy's ability to have the same opportunities to gain from loss that bigger funds and investors have. Fair play means an even playing field. Public investments should be available to ALL the public.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Christian Rocklein Comment On Regulatory Notice 22-08
It's outrageous yet not surprising that regulators would want to prevent ordinary people from being able to invest in inverse funds - right when the market is going bear. In a word it's another attempt at cheating to favor the wealthy over main street by reducing the little guy's ability to have the same opportunities to gain from loss that bigger funds and investors have. Fair play means an even playing field. Public investments should be available to ALL the public.