I am very concerned new regulations will restrict or eliminate my ability to continue trading leveraged and inverse funds. I regularly use inverse funds as a small portion of my investment account to protect the account value when my buy and hold investments are impacted by unexpected world and national events which drive the market. The new regulations could be considered a TAKING (under 5th Amendment) as the government and large investors will benefit while the 'little guy's' investments ebb and flow based on influences I no longer have an ability to protect against.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Charles Waryk Comment On Regulatory Notice 22-08
I am very concerned new regulations will restrict or eliminate my ability to continue trading leveraged and inverse funds. I regularly use inverse funds as a small portion of my investment account to protect the account value when my buy and hold investments are impacted by unexpected world and national events which drive the market. The new regulations could be considered a TAKING (under 5th Amendment) as the government and large investors will benefit while the 'little guy's' investments ebb and flow based on influences I no longer have an ability to protect against.