It's about time that so mething was done to reign in the financial product world. Many retail investors are purchasing financial products and derivatives with no idea of the risk they are taking. Now companies profiting off of crypto coins want investors to place retirement funds in crypto currency which is completely unregulated. No unregulated financial product should be permitted as an investment in any retirement account.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Chad McCurdy Comment On Regulatory Notice 22-08
It's about time that so mething was done to reign in the financial product world. Many retail investors are purchasing financial products and derivatives with no idea of the risk they are taking. Now companies profiting off of crypto coins want investors to place retirement funds in crypto currency which is completely unregulated. No unregulated financial product should be permitted as an investment in any retirement account.