Cassandra Darlington Comment On Regulatory Notice 22-08
Cassandra Darlington
N/A
I use this in a limited portion of my portfolio but it's still significant enough that any regulation done by FINRA will negatively affect my returns in the future. It will put me in an unrecoverable situation. There are strategies such as risk-parity allocation in order to achieve better risk-adjusted returns. For this reason alone, we should have access to these funds. We do not need more regulation for the retail investor and instead should be able to make our own decisions what we want to invest in. Please leave leveraged products alone and give us the freedom to do as we choose.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Cassandra Darlington Comment On Regulatory Notice 22-08
I use this in a limited portion of my portfolio but it's still significant enough that any regulation done by FINRA will negatively affect my returns in the future. It will put me in an unrecoverable situation. There are strategies such as risk-parity allocation in order to achieve better risk-adjusted returns. For this reason alone, we should have access to these funds. We do not need more regulation for the retail investor and instead should be able to make our own decisions what we want to invest in. Please leave leveraged products alone and give us the freedom to do as we choose.