Carroll Walker Comment On Regulatory Notice 22-08 Carroll Walker N/A Comments: Additional regulation is seldom needed. The FINRA's suggestion of "enhancements" reminds me of the term "transitory" used by another government agency recently.
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Carroll Walker Comment On Regulatory Notice 22-08
Comments: Additional regulation is seldom needed. The FINRA's suggestion of "enhancements" reminds me of the term "transitory" used by another government agency recently.