Carroll Walker Comment On Regulatory Notice 22-08 Carroll Walker N/A Comments: Additional regulation is seldom needed. The FINRA's suggestion of "enhancements" reminds me of the term "transitory" used by another government agency recently.
Carroll Walker Comment On Regulatory Notice 22-08
Comments: Additional regulation is seldom needed. The FINRA's suggestion of "enhancements" reminds me of the term "transitory" used by another government agency recently.