Carol Wildermuth Comment On Regulatory Notice 22-08
Carol Wildermuth
N/A
We are strongly opposed to FINRAs additional regulation on public securities. It would severely limit peoples investment choices while putting extreme burden on the broker dealers. A as long-time member of FINRA, it is very disappointing to see FINRA simply increase regulation rather that make any attempt to make regulation work on behalf of the public, and the people they are supposedly serving.
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Carol Wildermuth Comment On Regulatory Notice 22-08
We are strongly opposed to FINRAs additional regulation on public securities. It would severely limit peoples investment choices while putting extreme burden on the broker dealers. A as long-time member of FINRA, it is very disappointing to see FINRA simply increase regulation rather that make any attempt to make regulation work on behalf of the public, and the people they are supposedly serving.