Carol Sanchez Comment On Regulatory Notice 22-08 Carol Sanchez N/A We have been using some of these funds for years and are more that qualified to make informed decisions on what we invest in. We can make our decisions as we see proper without having to jump through more hoops.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Carol Sanchez Comment On Regulatory Notice 22-08
We have been using some of these funds for years and are more that qualified to make informed decisions on what we invest in. We can make our decisions as we see proper without having to jump through more hoops.