As the custodian for my disabled son's accounts, I need to reiterate what I said previously. I take my responsibility seriously and have for years. I am educated in reverse funds and have managed their funds using them for many years. I should have the same right to invest as I see fit as institutions do. The fact that these regulations imply an institution care more about my son's financial future than I do is both insulting and just plain misguided.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Carol Sampsel Comment On Regulatory Notice 22-08
As the custodian for my disabled son's accounts, I need to reiterate what I said previously. I take my responsibility seriously and have for years. I am educated in reverse funds and have managed their funds using them for many years. I should have the same right to invest as I see fit as institutions do. The fact that these regulations imply an institution care more about my son's financial future than I do is both insulting and just plain misguided.