I have been investing in inverse funds for years. I am well versed in their advantages and risks. I take full responsibility for my investment choices and believe I should have the choice to invest in what I want. After researching inverse funds years ago I have been integrating them in my overall investment objective. Why should I not have the same advantages as managed accounts get when I am educated and take responsibility for my choices. Since when did investment vehicles feel the need to protect the buyer from their poor choices?
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Carol Sampsel Comment On Regulatory Notice 22-08
I have been investing in inverse funds for years. I am well versed in their advantages and risks. I take full responsibility for my investment choices and believe I should have the choice to invest in what I want. After researching inverse funds years ago I have been integrating them in my overall investment objective. Why should I not have the same advantages as managed accounts get when I am educated and take responsibility for my choices. Since when did investment vehicles feel the need to protect the buyer from their poor choices?