Carlos De Pierris Comment On Regulatory Notice 22-08
Carlos De Pierris
N/A
Dear FINRA, i do not have to go through any special process whit a test before I can investin public securities, suchs as leveraged and inverse funds. I am smart enough to understand what a leveraged and inverse funds is and should not be limited by any regulation imposed on me. I dont need regulations invented for people who think they are more capable than me, to decide on the risk I take investing in leveraged and inverse funds. I dont agree with any restriction imposed unilaterally, in a totalitarian, non- democratic way that limits my ability to invest in what I think is most convenient, assuming the risk inherent in my decisions and that I take under my own responsability. Thank you. Regards.,
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Carlos De Pierris Comment On Regulatory Notice 22-08
Dear FINRA, i do not have to go through any special process whit a test before I can investin public securities, suchs as leveraged and inverse funds. I am smart enough to understand what a leveraged and inverse funds is and should not be limited by any regulation imposed on me. I dont need regulations invented for people who think they are more capable than me, to decide on the risk I take investing in leveraged and inverse funds. I dont agree with any restriction imposed unilaterally, in a totalitarian, non- democratic way that limits my ability to invest in what I think is most convenient, assuming the risk inherent in my decisions and that I take under my own responsability. Thank you. Regards.,