Calvin Chu Comment On Regulatory Notice 22-08 Calvin CHU N/A FINRA's scheme is misguided because *it HURTs Investors freedomto choose investments, *definition of complex products"is too broad, * the plan upends the right of power of investors to decide what o invest.
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Calvin Chu Comment On Regulatory Notice 22-08
FINRA's scheme is misguided because *it HURTs Investors freedomto choose investments, *definition of complex products"is too broad, * the plan upends the right of power of investors to decide what o invest.