The USA Free markets should not be limited in any ticker what so ever. The total purpose of the market is that it is free to be traded by any person that follows ALL the laws. This includes ETFs or any commodity. Regulating tickers would be unfair for the regular investors and giving more power to the Banks and market maker.
These are the situations that create more imbalance to the market.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Buddy Ortiz Comment On Regulatory Notice 22-08
The USA Free markets should not be limited in any ticker what so ever. The total purpose of the market is that it is free to be traded by any person that follows ALL the laws. This includes ETFs or any commodity. Regulating tickers would be unfair for the regular investors and giving more power to the Banks and market maker.
These are the situations that create more imbalance to the market.