I have used leveraged ETFs on and off for more than a decade and would sorely miss the opportunity to invest in them should their use be limited. Limiting their use to only high net worth investors would create an even more unfair investment environment which already favors the extremely wealthy. Retail, everyday investors should have access to the same tools that others do.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Bryce Formwalt Comment On Regulatory Notice 22-08
I have used leveraged ETFs on and off for more than a decade and would sorely miss the opportunity to invest in them should their use be limited. Limiting their use to only high net worth investors would create an even more unfair investment environment which already favors the extremely wealthy. Retail, everyday investors should have access to the same tools that others do.