The level of control over how the public is allowed to invest should NOT prevent us from being able to exercise our right to invest in opportunities which we may recognize that will enable us to profit from leveraging. The market is already designed to make it almost impossible for the small time players to get ahead, and it is imperative that we be allowed to invest in vehicles which may give the "little guy" a chance to reap the benefits of the massive transfer of wealth available during volatile times.
I implore you to let us, as small time investors, to retain the right to have the opportunity to capitalize on these opportunities if we choose to take the riskwithout you over-regulating the issue.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Brian Mounsey Comment On Regulatory Notice 22-08
The level of control over how the public is allowed to invest should NOT prevent us from being able to exercise our right to invest in opportunities which we may recognize that will enable us to profit from leveraging. The market is already designed to make it almost impossible for the small time players to get ahead, and it is imperative that we be allowed to invest in vehicles which may give the "little guy" a chance to reap the benefits of the massive transfer of wealth available during volatile times.
I implore you to let us, as small time investors, to retain the right to have the opportunity to capitalize on these opportunities if we choose to take the riskwithout you over-regulating the issue.