Bill Schatzel Comment On Regulatory Notice 22-08 Bill Schatzel N/A Regulators should only make sure investments are legitimate and legal. They should not be deciding who may and may not invest in any investment. This is a free country and everyone should have equal opportunity to invest as they see fit.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Bill Schatzel Comment On Regulatory Notice 22-08
Regulators should only make sure investments are legitimate and legal. They should not be deciding who may and may not invest in any investment. This is a free country and everyone should have equal opportunity to invest as they see fit.