I opposed these restrictions! Everyone one should have the right to choose any public investment they feel is right for them and assume the risk. Limiting the right to invest to only certain groups of people is wrong and creates an unfair advantage! Public investments should be available to ALL of the public, not just the privilege. This is unethical!!
By taking away this right from certain groups of people to protect me from risk you also take away the possibility of success for me and my family. It seems like this regulation aides MORE to the success of the elite and those with access to the elite and their resources than protecting those FINRA deems unworthy. It is everyones right invest in any public investment we choose. My money, my choice!
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Beth Thomas Comment On Regulatory Notice 22-08
I opposed these restrictions! Everyone one should have the right to choose any public investment they feel is right for them and assume the risk. Limiting the right to invest to only certain groups of people is wrong and creates an unfair advantage! Public investments should be available to ALL of the public, not just the privilege. This is unethical!!
By taking away this right from certain groups of people to protect me from risk you also take away the possibility of success for me and my family. It seems like this regulation aides MORE to the success of the elite and those with access to the elite and their resources than protecting those FINRA deems unworthy. It is everyones right invest in any public investment we choose. My money, my choice!