I have utilized Leveraged and Inverse funds successfully for many years. I prefer them because as a self-directed investor, I am able to select funds which reflect an area of interest in small increments rather than invest large sums in non-leveraged funds. In this way I don't risk as much of my own capital--therefore preserving my hard earned capital. During downturns in the market Inverse funds are in place to modulate losses. It is very important to me that Leveraged and Inverse funds have been and should continue to be available to me without restriction by any government agency or any other agency for that matter.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Bernard Just Comment On Regulatory Notice 22-08
I have utilized Leveraged and Inverse funds successfully for many years. I prefer them because as a self-directed investor, I am able to select funds which reflect an area of interest in small increments rather than invest large sums in non-leveraged funds. In this way I don't risk as much of my own capital--therefore preserving my hard earned capital. During downturns in the market Inverse funds are in place to modulate losses. It is very important to me that Leveraged and Inverse funds have been and should continue to be available to me without restriction by any government agency or any other agency for that matter.