Benjamin Harrison Comment On Regulatory Notice 22-08
Benjamin Harrison
N/A
As an investor, we should have the right to choose our own specific investment vehicles best suited to our investment objectives and risk tolerance. Leveraged and Inverse funds, although involving more risk, can help individual investors with my investment experience and risk tolerance, are able to achieve the results I'm looking for as part of my overall investment portfolio.
This decision should ultimately be my choice, and should not be left in the hands of regulators.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Benjamin Harrison Comment On Regulatory Notice 22-08
As an investor, we should have the right to choose our own specific investment vehicles best suited to our investment objectives and risk tolerance. Leveraged and Inverse funds, although involving more risk, can help individual investors with my investment experience and risk tolerance, are able to achieve the results I'm looking for as part of my overall investment portfolio.
This decision should ultimately be my choice, and should not be left in the hands of regulators.