I do not support regulators imposing unnecessary burdens on investors that limit our ability to access publicly traded securities. This is a push from special interests to drive business to them and limit the ability of individuals to make investments as they see fit. Leveraged ETFs are a small part of my portfolio and are used to enhance returns. I am fully aware of the risks of the compounding negative returns. We do not need the government vetting investors. This is overreach and unreasonable.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Benjamin Ammon Comment On Regulatory Notice 22-08
I do not support regulators imposing unnecessary burdens on investors that limit our ability to access publicly traded securities. This is a push from special interests to drive business to them and limit the ability of individuals to make investments as they see fit. Leveraged ETFs are a small part of my portfolio and are used to enhance returns. I am fully aware of the risks of the compounding negative returns. We do not need the government vetting investors. This is overreach and unreasonable.