Ben James Comment On Regulatory Notice 22-08 Ben James N/A As a financial advisor, I oppose restrictions on the ability to grow and protect client assets. Studies show that investors hate losing money three times more than they enjoy making it. Taking away my ability to hedge client portfolios means my clients will suffer... and their suffering is leveraged 3x! Please don't take away this important tool in our tool box.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Ben James Comment On Regulatory Notice 22-08
As a financial advisor, I oppose restrictions on the ability to grow and protect client assets.
Studies show that investors hate losing money three times more than they enjoy making it.
Taking away my ability to hedge client portfolios means my clients will suffer... and their suffering is leveraged 3x!
Please don't take away this important tool in our tool box.