These "complex products" allow retail investors to hedge properly. There are already warnings that pop up when trading leveraged funds. This change would cause a disadvantage to investors instead of helping. It could also push newer investors towards less regulated markets, like crypto. Additional regulation would work against retail investors.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Bee Teiks Comment On Regulatory Notice 22-08
These "complex products" allow retail investors to hedge properly. There are already warnings that pop up when trading leveraged funds. This change would cause a disadvantage to investors instead of helping. It could also push newer investors towards less regulated markets, like crypto. Additional regulation would work against retail investors.