Please do not limit/restrict my ability to invest in leveraged / inverse funds. They are an important part of my family's broader asset allocation strategy and restricting their usage would hamper our ability to meet our investment goals and objectives. This should be a decision made by my family, not the government. Thank you for your consideration.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Bailey Pecor Comment On Regulatory Notice 22-08
Please do not limit/restrict my ability to invest in leveraged / inverse funds. They are an important part of my family's broader asset allocation strategy and restricting their usage would hamper our ability to meet our investment goals and objectives. This should be a decision made by my family, not the government. Thank you for your consideration.