Austen C. Gandy Comment On Regulatory Notice 22-08
Austen C. Gandy
Public Service
The federal government has a fiduciary responsibility to its citizens. If requiring me to pass a test or sign a waiver to helps protect uneducated investors, I support FINRAs attempts to better regulate the market. ProShares sent me a share holder notice claiming that FINRA was going to take away the rights of investors, when in fact FINRA is doing their duty to protect U.S. citizens.
Austen C. Gandy Comment On Regulatory Notice 22-08
The federal government has a fiduciary responsibility to its citizens. If requiring me to pass a test or sign a waiver to helps protect uneducated investors, I support FINRAs attempts to better regulate the market. ProShares sent me a share holder notice claiming that FINRA was going to take away the rights of investors, when in fact FINRA is doing their duty to protect U.S. citizens.