I would like to oppose the restrictions on certain investments deemed as "Complex". As part of my investment strategy I would like to continue to invest in public securities such as leveraged and inverse funds without going through any special process. These investments are important for my future financial goals.
I use systematic investment strategies to hedge losses in order to seek long term returns. These are important part of my overall portfolio as I have a mix of these funds along with other individual stocks.
I would like to request you to please not add any restrictions as it is my right to invest in public investments.
Ashish Gupta Comment On Regulatory Notice 22-08
Dear FINRA Regulators,
I would like to oppose the restrictions on certain investments deemed as "Complex". As part of my investment strategy I would like to continue to invest in public securities such as leveraged and inverse funds without going through any special process. These investments are important for my future financial goals.
I use systematic investment strategies to hedge losses in order to seek long term returns. These are important part of my overall portfolio as I have a mix of these funds along with other individual stocks.
I would like to request you to please not add any restrictions as it is my right to invest in public investments.
Thank you for your consideration.