It is critical that all investors and not select few institutional traders or prescreened individuals have access to all instruments helping us protect our portfolio and retirement funds. Leveraged and inverse funds offer critical ability to reduce our portfolio beta in the times of volatility and control broad risk exposure without complex instruments like options or betting on individual securities.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Arthur Kulaga Comment On Regulatory Notice 22-08
It is critical that all investors and not select few institutional traders or prescreened individuals have access to all instruments helping us protect our portfolio and retirement funds. Leveraged and inverse funds offer critical ability to reduce our portfolio beta in the times of volatility and control broad risk exposure without complex instruments like options or betting on individual securities.