To Whom It May Concern, I am appalled by any restrictions made on publicly traded securities, especially targeting the individual investor, like myself. I am fully capable and understand the risk involved in any investment, and should have the liberty to choose where to invest, without restrictions. In times like these, and market instability, leveraged and inverse funds are critical to my investment strategy. I'd rather you target the dark pools and those who manipulate the market. Thank you.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Anton Allen Comment On Regulatory Notice 22-08
To Whom It May Concern, I am appalled by any restrictions made on publicly traded securities, especially targeting the individual investor, like myself. I am fully capable and understand the risk involved in any investment, and should have the liberty to choose where to invest, without restrictions. In times like these, and market instability, leveraged and inverse funds are critical to my investment strategy. I'd rather you target the dark pools and those who manipulate the market. Thank you.