Angela Allberry Comment On Regulatory Notice 22-08
Angela Allberry
N/A
I own some shares in ProShares, a mutual fund that I own as a hedge - in case the market turns nasty (as it is now), at least something will keep its value. ProShares is a publicly traded company, and bought on the advice of Vanguard, the largest brokerage/ mutual fund company in the world. I don't like you "protecting" me by telling me what I can and cannot invest in - or whether I can invest at all.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Angela Allberry Comment On Regulatory Notice 22-08
I own some shares in ProShares, a mutual fund that I own as a hedge - in case the market turns nasty (as it is now), at least something will keep its value. ProShares is a publicly traded company, and bought on the advice of Vanguard, the largest brokerage/ mutual fund company in the world. I don't like you "protecting" me by telling me what I can and cannot invest in - or whether I can invest at all.