Leveraged and Inverse Funds are a large part of my investment choices. I know what I am investing in. I know the risks. It's my decision to invest in Leveraged and/or Inverse Funds whether I make or lose money. It simply doesn't make sense to limit one of their ability to make money for themselves and their family. Regulators do not know my personal situation or my investment knowledge.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Andrew Vold Comment On Regulatory Notice 22-08
Leveraged and Inverse Funds are a large part of my investment choices. I know what I am investing in. I know the risks. It's my decision to invest in Leveraged and/or Inverse Funds whether I make or lose money. It simply doesn't make sense to limit one of their ability to make money for themselves and their family. Regulators do not know my personal situation or my investment knowledge.