Investors have a greater interest in protecting their investments and there is no reason that an investor should not have the choice on how or when they can invest their money in any legal investment opportunity. Public securities including inverse and leveraged funds are yet another investment tool in the arsenal of ways to respond to changes in the market. Having big brother hindering or delaying investment opportunities reeks of not allowing responsible adults make decisions and places an investor at a disadvantage to investment firms who would likely get excluded from these new restrictions.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Andrew Meeks Comment On Regulatory Notice 22-08
Investors have a greater interest in protecting their investments and there is no reason that an investor should not have the choice on how or when they can invest their money in any legal investment opportunity. Public securities including inverse and leveraged funds are yet another investment tool in the arsenal of ways to respond to changes in the market. Having big brother hindering or delaying investment opportunities reeks of not allowing responsible adults make decisions and places an investor at a disadvantage to investment firms who would likely get excluded from these new restrictions.