Andrew Herman Comment On Regulatory Notice 22-08 Andrew Herman N/A Dislcosure, not further regulation should accomplish what FNRA is trying to accomplish. Smaller investors should have the same opportunities to use leveraged funds as large investors and institutions. Please consider this carefully when trying to protect you limit and reduce the ability to equal opportunities.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Andrew Herman Comment On Regulatory Notice 22-08
Dislcosure, not further regulation should accomplish what FNRA is trying to accomplish.
Smaller investors should have the same opportunities to use leveraged funds as large investors and institutions.
Please consider this carefully when trying to protect you limit and reduce the ability to equal opportunities.