This poses a serious threat to market fairness. A retail trader or investor should have the right and freedom to choose any product that suits their trading strategy. We know what a leveraged fund is. Furthermore, if passed, liquidity would be severely affected.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Amy Lee Comment On Regulatory Notice 22-08
This poses a serious threat to market fairness. A retail trader or investor should have the right and freedom to choose any product that suits their trading strategy. We know what a leveraged fund is. Furthermore, if passed, liquidity would be severely affected.