We should be allowed to invest in funds we like to invest. all regulator should make sure that funds disclose their investment practice clearly and funds are not doing any fraud or providing miss information to investor. regulators should not discriminate small investors but provide all exceptions to big investors assuming they are very well educated and risk aware.. infect big investors are on who are too big to fail and take excessive risk on financial market and then regulator jump on their side taking too big to fail. Regulator should let big investor fail and jail those who flatulently do their business, instead of going after small investors. Small investors are not threat to financial market. if you really want to block then block those big investors who tries to make big bucks without worrying about what it will do to whole finical markets.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Alpesh Khatri Comment On Regulatory Notice 22-08
We should be allowed to invest in funds we like to invest. all regulator should make sure that funds disclose their investment practice clearly and funds are not doing any fraud or providing miss information to investor. regulators should not discriminate small investors but provide all exceptions to big investors assuming they are very well educated and risk aware.. infect big investors are on who are too big to fail and take excessive risk on financial market and then regulator jump on their side taking too big to fail. Regulator should let big investor fail and jail those who flatulently do their business, instead of going after small investors. Small investors are not threat to financial market. if you really want to block then block those big investors who tries to make big bucks without worrying about what it will do to whole finical markets.